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Batterer Intervention- Program Approaches and Criminal Justice Strategies 
Chapter1
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Foreword

In the late 1970's, activists working with battered women realized that, although they might help individual victims, no real progress could be made against the problem of domestic violence unless actions were taken to reform perpetrators and challenge the cultural and legal supports for battering. Batterer intervention was initiated as a first step toward changing batterers and raising cultural awareness of the problem. Criminal justice agencies have responded by referring an increasing number of batterers to interventions via pretrial or diversion programs or as part of sentencing. Among the programs contacted for this report, court-mandated batterers accounted for approximately 80 percent of all batterers attending programs.

To be effective, an integrated criminal justice response to battering must include all branches of the criminal justice system, from police to pretrial screeners, prosecutors, judges, victim advocates, and probation officers. This report provides information that these professionals need to work effectively and knowledgeably with batterer intervention staff and to make informed choices about program referral. Program staff will find information on the responsibilities and concerns of criminal justice personnel who prosecute, sentence, and supervise batterers. The primary goal of the report is to improve the working relationship and mutual understanding between criminal justice personnel and batterer program staff. A secondary goal of the report is to expand the debate about innovative batterer intervention approaches to include criminal justice personnel who work with batterers daily and criminal justice policymakers who are concerned with domestic violence.

Jeremy Travis Director National Institute of Justice

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Acknowledgements

We wish to thank the many individuals in the study sites who laid aside their pressing and important work to share with us their considerable knowledge about batterer intervention. In particular, we wish to thank the batterer intervention program directors who welcomed us: Meg Crager of Family Services of Seattle; Joan Zegree of Zegree, Ellner and Berrysmith, Seattle; Dr. Ann Ganley, Seattle V.A. Medical Center; Dr. Roland Maiuro, Harborview Medical Center of Seattle; Roxanne Roos Finney, Ina Maka, Seattle; Anna Meyer, Seattle Counseling Service for Sexual Minorities; Buruch Giday, Refugee Women's Alliance of Seattle; Dr. David Adams of EMERGE, Cambridge; Dale Chell, Domestic Abuse Intervention Service (DAIS), Des Moines; Robert Gallup of AMEND, Denver; Robert McBride, The Third Path, Denver; Dr. Steven Stosny, Compassion Workshop, Montgomery County, Maryland; Wil Avery, House of Ruth, Baltimore; and Jonathan Cohen, Batterers Intervention Project, New York City. A number of other program directors shared their experiences with us by phone; in particular we would like to thank Terrence P. Crowley of Men Stopping Violence, Atlanta, and Sunya Faloyan of the Empowerment Project, Charlotte. We also thank the numerous criminal justice professionals, victim advocates, and policymakers who helped us with our site visits, including: Judith Shoshana, Hon. Helen Halpert, Sheila Hargesheimer, Sid Hoover, and Lynne Gordon in Seattle; Dr. Andrew Klein and Beth Ledoux in Cambridge; Hon. Carol S. Egly, Hon. Cynthia Moisan, and Joe Quinn in Des Moines; Suzanne Sigona, Linda Foote Smith, Dexter Shipman, Dr. Frank Robinson, Amy Houghton, Debbie Buckmaster, Mark Barnes, and Linda Ferry in Denver; and Roni Young, W. Roland Knapp, L. Tracy Brown, Rachel Wohl, and Peggy Araya in Baltimore.

Advisory board members, Robert Foster, Dr. Adele Harrell, Dr. Daniel Saunders, Dr. Richard Tolman, and Dr. Oliver Williams, were especially responsive and involved in guiding this report to completion. We are very grateful for their advice and insights. Dr. Edward Gondolf also provided important suggestions and information throughout the research process.

Carolyn Peake, program manager for the project at the National Institute of Justice (NIJ), took an active interest in the development of the report, including attending site visits to Seattle and Montgomery County, Maryland, and provided valuable support throughout the project. Cheryl Crawford, the contracting officer's technical representative at NIJ, and Virginia Baldau, former Director of NIJ's Office of Development and Dissemination, both provided helpful suggestions that improved the report. Peter Finn of Abt Associates substantially improved drafts with his careful editing. Jocelyn Page of Abt Associates ably assisted with the compilation and analysis of State standards and guidelines for batterer intervention. Karen Minich, Angela Allegro, Sherri Brooks, Patricia Harmon, and Mary-Ellen Perry patiently coordinated the production of the report and the final desktop publication.

Kerry Murphy Healey, Ph.D. Consultant to Abt Associates Inc. Cambridge, Massachusetts

Christine Smith Abt Associates Inc. Cambridge, Massachusetts

Chris O'Sullivan, Ph.D. Victim Services Research New York, New York

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Executive Summary

Requiring batterers to attend intervention programming as a condition of probation or component of pretrial diversion is fast becoming an integral part of many jurisdictions' response to domestic violence, yet many judges and probation officers lack basic information about the goals of and methods used by local batterer programs. The diversity of available programming and the emotionally charged ideological subtext to program choice make understanding and working with program providers potentially difficult for criminal justice professionals. This report is intended to meet the need for increased information exchange between criminal justice professionals and batterer treatment providers. Specifically, this report will help criminal justice personnel -- including prosecutors, judges, probation officers, and victim advocates - - better understand the issues surrounding batterer intervention and enable them to make appropriate referrals to programs and to communicate effectively with program providers. Program staff will find the report helpful in their efforts to understand the constraints faced by the criminal justice agencies that refer and monitor batterers as well as the underlying goals of the criminal justice system -- to protect victims and to deter reoffense -- and thus be able to align program practices with criminal justice expectations.

The Nature of the Problem

The legal definition of battering varies from State to State. As defined by many intervention providers, battering is a constellation of physical, sexual, and psychological abuses that may include physical violence, intimidation, threats, emotional abuse, isolation, sexual abuse, manipulation, the using of children, economic coercion, and the assertion of male privilege (such as making all major family decisions, or expecting the woman to perform all household duties). Only some of these behaviors -- most commonly assault and sexual assault -- are illegal. The majority of batterers arrested are heterosexual men; however, between 5 and 15 percent of those arrested for battering are women. Among females arrested for battering, many are thought to be "self-defending victims" who have been mistakenly arrested as primary or mutual aggressors. A small percentage of those arrested for battering are gay or lesbian. According to the 1992 National Crime Victimization Survey (NCVS), over 1,000,000 women were victimized by intimates (boyfriend, girlfriend, spouse or ex-spouse) compared to 143,000 men. In murders where the relationship between the victim and the offender was known, 26 percent of female murder victims were killed by intimates while 3 percent of male murder victims were killed by wives or girlfriends. (For the purposes of this report, the term "batterer" is given a masculine pronoun unless female batterers are being discussed.)

The cost of domestic violence to society and to the victims of battering is immense. Battering results in physical and psychological damage to victims, deaths, increased health care costs, prenatal injury to infants, increased homelessness of women and children, physical and psychological damage to children exposed to violence in their homes, and corresponding increases in demand for social, medical, and criminal justice services.

The Causes of Domestic Violence

Three theoretical approaches dominate the field of batterer intervention; however, in practice, most interventions draw on several explanations for domestic violence in their work. Each theory of domestic violence locates the cause of the violence differently.

o Social and cultural theories attribute domestic violence to social structures -- such as patriarchy -- and cultural values that legitimate male control and dominance over their domestic partners. Feminist (or "profeminist") batterer interventions are based on women's experience of these social and cultural factors, and use education and skills-building to resocialize batterers, emphasizing equality in intimate relationships.

o Family-based theories blame violent behaviors on the structure of the family and family interactions rather than on an individual within a family. Family systems interventions emphasize building communications skills and may involve the use of couples counseling with the aim of family preservation. Family systems interventions are less common than other types of interventions because many practitioners object to treatments that do not assign blame to the batterer and identify a victim, and because this intervention approach may transfer some responsibility for the battering to the victim or endanger the victim if not performed conscientiously. As of 1996, 20 States had standards or guidelines that prohibit the use of couples counseling in batterer treatment.

o Individual-based theories attribute domestic violence to psychological problems such as personality disorders, the batterer's childhood experiences, or biological disposition. Psychotherapeutic, cognitive-behavioral, and attachment abuse interventions are based on this theory.

Pioneers in Batterer Intervention: Program Models

Most pioneers in batterer intervention established programs based on a feminist educational model. The Duluth model is an example of a feminist educational curriculum. The EMERGE model blends feminist educational approaches with more intensive group work concerning relationships. At AMEND, feminist educational topics are used as a basis for an in-depth intervention addressing batterer psychology and moral development. All program models for batterer intervention discussed in chapter 3 are structurally similar; each proceeds from intake to assessment, victim contact, orientation, group treatment, completion or termination, and follow-up.

Current Trends in Batterer Intervention

A "one-size-fits-all" approach to batterer intervention cannot accommodate the diverse population of batterers entering the criminal justice system. Two new trends reflect the belief that more specialized approaches are needed:

o interventions tailored to a specific type of batterer (based on psychological factors, risk assessment, or substance abuse history); and

o interventions designed to enhance program retention and efficacy with specific populations (based on sociocultural differences such as poverty, literacy, race, ethnicity, nationality, gender, or sexual orientation).

Criminal Justice Response

Batterer intervention programs cannot be expected to deter domestic violence in isolation: a strong, coordinated criminal justice response is also needed. The combined impact of arrest, incarceration, adjudication, and intensive probation supervision may send as strong -- or even stronger -- message to batterers about their responsibility for their abusive behavior as batterer programs can. As key actions the criminal justice system can:

o Expedite Domestic Violence Cases. Adopt policies to expedite batterers' trial dates, sentencing, probation contact, and batterer program intake.

o Use Specialized Units and Centralized Dockets. Specialized domestic violence prosecution and probation units, and centralized court dockets for battering cases and restraining orders improve services to victims and better coordinate batterer prosecution, sentencing, and supervision.

o Gather Broad-based Offender Information Quickly. Create a system to gather complete defendant information for prosecutors and judges, including previous arrests and convictions (for both domestic violence and other crimes), substance abuse, child welfare contacts, and victim information.

o Take Advantage of Culturally Competent or Specialized Interventions. Maximize effective use of batterer programming by seeking appropriate interventions for batterers who are indigent, high risk, female, mentally ill, or incarcerated.

o Coordinate Batterer Intervention with Substance Abuse Treatment. In cases where the batterer has an alcohol or drug abuse problem, courts should mandate treatment as well as batterer intervention. Probation officers should intensively monitor batterers' compliance with substance abuse treatment through weekly urine testing.

o Be Alert to the Risks to Children in Domestically Abusive Households. Judges and probation officers should be alert to the danger posed by domestic violence to children (even to children who are not themselves physically abused) and coordinate with child protective services and programs that specialize in domestically abusive families to insure that batterers' children are safe and are receiving appropriate services.

o Create a Continuum of Supports and Protection for Victims. Victim advocates should be provided to monitor victim safety and to assist victims with the criminal justice system from the time of the assault through trial and/or probation. Victim advocates attached to probation units are particularly important in monitoring the safety of women whose batterers are sentenced to a batterer program.

o Encourage Interagency Cooperation. Organize formal coordinating committees of probation officers, prosecutors, battered women's advocates, child protection workers, and batterer intervention providers to discuss batterer referral and monitoring policies regularly.

Conscientious supervision by criminal justice agencies (including monitoring by pretrial services, the judiciary, and probation officers) is central to criminal justice policy concerning battering and successful cooperation with batterer interventions.

Sources of Help and Information

There are numerous sources of additional information on batterer intervention, including State and national organizations, reference services, research literature and program manuals, and individuals who are willing to share their expertise with others in the field.

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Batterer Intervention- Program Approaches and Criminal Justice Strategies
Chapter 1 

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